Raj Shiva

Market Conduct & Broker Dealer Regulatory Compliance @JPMorganChase

New York, NY, US

EMAILS

[email protected]

MOBILE NUMBERS

+91 *********19

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WORK HISTORY

Jul 2020 — Present

Market Conduct & Broker Dealer Regulatory Compliance @JPMorganChase

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New York, NY, US

EDUCATION

N/A

Faculty of Management Studies - University of Delhi

MBA, Finance

N/A

St. Stephen's College, Delhi

B.A.(Honors), Mathematics and Economics

N/A

Pace University - Lubin School of Business

Certified Compliance and Regulatory Profesional Certification

2021 — 2022

Stanford University Graduate School of Business

Stanford GSB Leadership& Innovation, Stanford LEAD Business Program, Corporate Innovation and Business

ABOUT RAJ SHIVA

I am a Financial Markets professional, with expertise in Broker Dealer Compliance, Market…

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