Rajesh Bhat

Executive Director - FLS Controls Testing GWM APAC

Role
Executive Director at UBS
Location
Mumbai, MH, IN
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

Experience

  1. Executive Director

    UBS

    Apr 2025 — Present · IN

    Managing a High Performance First Line of Defense Team covering post-facto Risk Reviews for AML, Investment Suitability, Cross Border, Anti-Fraud & Pricing Taxonomies for GWM APAC. Involved in the Credit Suisse to UBS Integration across People, Systems, Processes and Gap Analysis.

Education

  • Sharon English High School - Mulund

    B Com, Commerce

    1978 — 1987

Skills

  • Capital Markets
  • Relationship Management
  • Securities
  • Derivatives
  • Operational Risk
  • Credit
  • Vendor Relationship Management
  • Financial Markets
  • Investment Banking
  • Financial Risk
  • Asset Management
  • Private Banking
  • Wealth Management
  • Hedge Funds
  • Equities
  • Stakeholder Management
  • Portfolio Management
  • Financial Services
  • Fixed Income
  • Banking
  • Mutual Funds

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Rajesh Bhat — Executive Director at UBS in Mumbai, MH, IN | Unifers