Rajesh Bhat
Executive Director - FLS Controls Testing GWM APAC
- Role
- Executive Director at UBS
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
Experience
Executive Director
Apr 2025 — Present · IN
Managing a High Performance First Line of Defense Team covering post-facto Risk Reviews for AML, Investment Suitability, Cross Border, Anti-Fraud & Pricing Taxonomies for GWM APAC. Involved in the Credit Suisse to UBS Integration across People, Systems, Processes and Gap Analysis.
Education
Sharon English High School - Mulund
B Com, Commerce
1978 — 1987
Skills
- Capital Markets
- Relationship Management
- Securities
- Derivatives
- Operational Risk
- Credit
- Vendor Relationship Management
- Financial Markets
- Investment Banking
- Financial Risk
- Asset Management
- Private Banking
- Wealth Management
- Hedge Funds
- Equities
- Stakeholder Management
- Portfolio Management
- Financial Services
- Fixed Income
- Banking
- Mutual Funds
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