Rajarshi Guha

WORK HISTORY

EDUCATION

ABOUT RAJARSHI GUHA

July 2021 - Present: Working with Morgan Stanley as an ASSOCIATE ROLES & RESPONSIBILITIES:(I) Tax Certification (W8 & W9), Account Opening & Modification, Review KYC Docs ∆ April 2019 - July 2021: Worked with DEUTSCHE BANK AG as a KYC EXECUTIVE ROLES & RESPONSIBILITIES:(I) Review documents as per FDI & FPI regime & provide correct resolution to clients based on RBI & SEBI regulations.(II) End to end processing of fresh registrations, transitions, conversions, closures & miscellaneous Co-ordinating & liaising with internal teams within the department in order to maintain swiftness in my service to the client.(IV) Communicating my observations regarding documentations as per RBI & SEBI regulations via email or phone call.(V) Keeping a track of daily activities/productivities on Microsoft excel, using VLookup.(VI) Apart from above have successfully completed a periodic refresh project within a time frame of 4 months.(VII) Also have worked with 3 different client at the same time, having the capability to take the responsibility & pressure of mukti-tasking. ∆ JUNE 2018 - MARCH 2019: Worked with INTEGREON MANAGED SOLUTIONS as a RESEARCH ANALYST ROLES & RESPONSIBILITIES: Providing Annual Reports, Broker Reports, Credit Research Reports, Financial Review, Industry Reports, Initiating Coverage Reports, Organisational Structure, Presentations, Transcripts from certain databases like, Bloomberg, Cap IQ, Factiva, Factset, Fitch, Moody\'s, S&P, Thomson One and web search. ∆ JULY 2017 - JUNE 2018: Worked at THOMSON REUTERS as AML/KYC RESEARCH ANALYST ROLES & RESPONSIBILITIES:(I) Creating KYC books for bulge bracket financial institutes as per different due diligence level (simplified, standard and heightened), taking information from public websites as well as paid websites.(II) Apart from these bulge bracket banks, have also created KYC books for funds, charitable trusts, private companies, pension funds, universities, Additionally have screened the companies, clients and countries (3C\'s) to get information regarding PEP (Politically Exposed People) and Sanctions. Later have been promoted as QUALITY CONTROL ANALYST. ∆ APRIL 2017 - MAY 2017: Internship at BIRLA SUN LIFE AMC ROLES & RESPONSIBILITIES: Creating comparative analysis of AMC\'s in terms of Asset Creations, AUM, Fund Generation, Risk and Returns with that of BIRLA AMC through calculations like ALPHA & BETA with proper excel formulas. Also helped in creation of customer\'s portfolio.