Rajan Karol

About Rajan Karol

Total 15+ years of experience in architecting and designing technical solutions for Asset Management, Investment Banking and Publishing domains • Over 10+ years Trading and Risk Management experience in Pre and Post Trade Compliance, Surveillance Reporting, Personal Trade Compliance, AML, Sell Side (Client Onboarding, Research, Confirms and Statements), ETL solutions for Reference-Data Reporting/Accounting, Corporate Actions • 4 years of Publishing Domain experience in developing page layout software, text and picture editing software and cross platform libraries for the dynamic publishing domain • Team leading experience in Consulting and Product development organizations across multiple geographies. • Strong analytical skills, quick grasp and learning ability, strong focus on quality and constantly striving for improvements and innovation Expertise Creating pre-trade and post trade compliance frameworks for supporting rules like • ESMA Short Selling for Europe (EU No 236/2012), ASIC Short Selling for AU (ASIC RG 196), SFC (Short Position Reporting) Rules (L.N. 48 of 2012) for HK and FSA Japan • Beneficial Ownership Reporting (SEC - SEA 13D/G) • Order Audit Trail System (FINRA 74••••70), Electronic Bluesheets FINRA (SEC 17a-25) • Commodity Position Limits (Rule 559 for CME/CBOT/NYMEX/ICE), CTFC Position Limits (Part 151) • FSA Transaction Reporting (FSA SUP17) • CTFC LTR under Commodities Exchange Act (CEA) • OCC Large Options Position Reporting • 10b10 Confirms Technology • Proficient in : C++, STL, C, Python, XML, DOM, Boost, ACE, OpenMP, Axis2C, Multi-threading, Design Patterns • Familiar with : Perl, C#, Java, UNIX Shell Scripting, PL/SQL Sybase, Win32 SDK, Carbon API

Experience

1. Manager

   Citadel

   Dec 2019 — Present · London, GB

Education

• Himachal Pradesh University

  MCA

  2001 — 2004