Raj Dharia

About Raj Dharia

Manage Internal Control framework and compliance with all relevant and applicable…

Experience

1. Consultant

   KPMG US

   Feb 2015 — Present

   Review of new and modified Agency-wide Policies & Procedures – Provide expertise in the definition of local instantiation of HQ-defined controls or local controls as may be needed, including effectivity and efficiencies enhancements and ensure successful implementation including communication.2. Identifies any auditing weakness/issues and coordinated with Project Management and executives to resolve the problem. Obtains audit evidence for control testing and substantive testing for business processes.3. Performs the periodic testing of controls: maintain work papers, provide testing methodology and procedures, ensures testing is documented or otherwise in writing and filed; follow up on remediation plans until full completion4. Reviews internal controls of new identified deficiencies, Performed walkthroughs of controls with the DLA for test of design and test of operating effectiveness.5. Plan, develop, and implement employee Desk Top Guide on compliance guidelines and standard operating procedure to ensure proper design and implementation of internal controls.

Education

• Ferris State University

  Masters in Information Systems Management

• Lansing Community College

  Business - Secutity & Controls

Skills

• Risk Management
• Loyalty Programs
• Online Gambling
• Microsoft Office
• Financial Reporting
• Budgets
• Finance
• Loyalty Marketing
• Cash Flow
• Financial Accounting
• Gaming
• Software Documentation
• Process Improvement
• Microsoft Excel
• Analysis
• Sarbanes-Oxley
• Leadership
• Active Dod Secret Clearance
• General Ledger
• Project Planning
• Aml
• Accounting
• Assurance
• Cisa
• Coso
• Internal Audit
• Strategy
• Fraud
• Casino
• Policy
• Forecasting
• Auditing
• Financial Analysis
• IT Audit
• Casino Gaming
• Tax
• Financial Audits
• Internal Controls
• Business Process
• Online Gaming