Rahul Srivastava
Head Compliance - Wholesale Banking and Retail Liabilities at IDFC FIRST Bank Limited
- Role
- Head Compliance - Wholesale Banking and Retail Liabilities at IDFC FIRST Bank
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Rahul Srivastava
Chartered Accountant offering over thirteen years of rich experience in Regulatory Compliance. Currently designated as SVP in Compliance Department with IDFC Bank Ltd, Corporate Office, Mumbai. Proficient in compliance coverage and support to credit function particularly to asset business including priority sector lending. Overseeing matters related to Trade and Treasury compliance. Expertise in ensuring acquiescence with compliance standards and regulatory requirements. Proficient in identifying compliance risks and manage the same by providing advice, monitoring and training. Experience of reviewing and monitoring internal procedures and practices to ensure compliance with regulatory requirements.
Experience
Head Compliance - Wholesale Banking and Retail Liabilities
Jun 2015 — Present
Ensuring applicability of and compliance with RBI guidelines relating to Wholesale and Commercial Banking, Micro, Small and Medium Enterprises (MSME) Segment and Retail Asset (including Priority Sector Lending). Provide regulatory inputs on handling of stressed assets including matters relating to Income Recognition & Assets Classification. Overseeing Trade and Treasury compliance (since Jan 2018) Track / Review the Bank’s Policies with new RBI regulations issued from time to time and ensuring that all Products and Processes comply with the extant regulations. Review critical credit proposals and process notes from the perspective of RBI guidelines, bank\'s credit policy and other internal policies. Vetting of various correspondences with RBI on matters related to work area and ensure to obtain guidance from regulator. Handle regulatory inspection and queries from RBI including, tracking closures of issues and making relevant correspondences for timely closure of observations. Preparing FAQ and Checklist and amending it from time to time in line with current regulations to ensure the adherence of regulatory guidelines.
Education
The Institute of Chartered Accountants of India
Chartered Accountant
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