Rahul Dixit

About Rahul Dixit

Dynamic and seasoned banking and finance professional with over 25 years of rich and…

Experience

1. Head - Internal Audit (Financial Markets and Trade Finance)

   YES BANK

   Nov 2020 — Present · Mumbai, IN

   Head of Internal Audit of critical banking activities viz, Treasury function (Front Office, Mid Office, Back Office), Asset Liabilities Management (ALM), Balance Sheet Management Group (BSMG), Market Risk, Trade Finance, Internal Capital Adequacy Assessment Process (ICAAP), Depository Participant, Custodial Services and Broking business (YES Securities Ltd.) Provide assurance to the Board and the Top Management of the Bank over the adequacy and effectiveness of internal control systems, governance, risk management practices and highest level of compliance with regulations and policies by ensuring high standards of auditing Ensure coverage of support functions viz, Compliance, Enterprise Risk Management, Operational Risk, Information Technology, Treasury and Liabilities Operations, Company Secretary, Legal, Finance & Accounts, and Human Capital Management units of the Bank during the above audits Formulation and timely execution of Risk-based Audit Plan, supervise end-to-end conduct of audits, audit work allocation to team-members, review of audit observations and auditee responses, guidance to the audit team, finalization of audit reports, discussion of key findings with the Business and Functional Heads, oversee compliance to audit recommendations and timely closure of audit reports Finalize the Board Notes and presentations of key audit findings to the Audit Committee of the Board (ACB) Verification of RBI Risk Based Supervision (RBS) submissions to the RBI Shortlist Chartered Accountant firms for the concurrent audit of Treasury, Trade Finance, Depository Participant business, and half-yearly Exchanges (NSE and BSE) and Depository Participants audits and oversee all the concurrent audits Provide Audit inputs for the new products and processes pertaining to Treasury, Trade Finance, ALM, Market Risk, ERM, Operations and financial markets

Education

• Delhi School of Economics

  Master of Human Resources and Organizational Development

  1997 — 1999

Skills

• Management
• Commercial Banking
• Financial Risk
• Trading
• Treasury
• Banking
• Risk Management
• Credit Risk
• Credit
• Retail Banking