Rahul Budhia
- Role
- Associate Director,group Internal Audit- Ib, Capital Markets, Alm & Treasury at UBS
- Location
- Mumbai, IN
- LinkedIn followers
- 500 followers
About Rahul Budhia
Experienced investment banking risk and control professional specializing in electronic trading reviews, with significant audit experience gained on global projects across various business line within IB, Treasury and ALM.Good understanding of control functions such as product control, financial controls etc across various products such as cash equities,equities derivs, IRS, Bonds, FX, credit flow and algo trading etc.
Experience
Associate Director,group Internal Audit- Ib, Capital Markets, Alm & Treasury
Sep 2018 — Present · Mumbai, IN
Responsible for evaluating and improving the effectiveness of the firm\'s risk management, control environment and governance processes and so supporting UBS in achieving its strategic, operational financial and compliance objectives-Reviews undertaken: Global cash equities e-trading, Global Credit flow audit(KAO), Global Portfolio Trading Audit, FRC sales distribution audit, APAC remote locations cash equities, APAC regional AML/KYC reviews, corporate client solutions(CCS), Issue assurances and various special investigations-Product exposure includes FX spots, futures, options, commodities, STIR, MM and Emerging Markets trading desks-Conducting international branch reviews in SG, London, Malaysia, China etc. to review key risks and associated controls, as well as ensuring compliance with UBS group and local regulatory/compliance standards.
Education
Global Association of Risk Professionals (GARP)
FRM, Risk Management
2017 — 2018
Institute and Faculty of Actuaries
Insurance
2010 — 2013
M.P. Birla H.S. School
ISC( Class12th), Commerce
2007 — 2009
The Institute of Chartered Accountants of India
Chartered Accountant, Chartered Accountancy
2009 — 2013
St. Xavier's College (Autonomous), Kolkata
Bachelor of Commerce (B.Com.)
2009 — 2012
The Institute of Company Secretaries of India
Company Secretaries
2009 — 2011
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