Raghavendra Adiga

Executive Director @Wells Fargo

Bengaluru, KA, IN
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Oct 2023 — Present

Executive Director @Wells Fargo

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Bangalore Urban, IN

Managing Prematching, Settlements & Trade Processing for Trust and Brokerage clients of Wealth & Investment Management (WIM) division covering Equity, Fixed Income and Mutual Funds products•Risk & Controls Framework: Conducting process reviews to ensure it is in line with Standard Operating Procedures & emerging scenarios, presenting Root Cause Analysis to the senior management & Risk partners in the event of errors along with mitigating actions•Responsible for hiring, training, providing necessary feedback & support thereby enabling them to work efficiently•Critically review the processes along with SMEs, identify the efficiency/risk reduction opportunities•Partnering with global managers in executing the location strategy moves•Leading the team during key market events like T+2 to T+1 Settlement cycle change in US•Leading Client Service pillar for WIM operations, India & Philippines and driving various initiatives

EDUCATION

1997 — 2003

The Institute of Chartered Accountants of India

CA

1992 — 1997

Vijaya college

Bachelor's degree

SKILLS

Executive ManagementOperations ManagementSettlementOperational RiskOperational Risk ManagementStakeholder ManagementInvestment BankingPrime BrokerageMisCredit DerivativesFx OptionsBusiness Process Improvement

ABOUT RAGHAVENDRA ADIGA

I am a Qualified CA with 20+ years of rich experience in the Banking and Financial Services industry. Providing a strategic view and oversight on Bank’s Risk & Governance Agenda for improved internal controls, minimise external/internal risks and financial losses, is what I do best. Throughout my career, I have utilised my strong leadership, strategic planning and results-driven approach to consistently to build on employee morale, directly impact organisational growth and success Having a passion to drive Change / Digitisation. I have supported Process Automations for streamlined operations, cost and resource (FTE) savings. What makes me excel in my field is my expertise in Investment Banking, Asset Servicing, Securities Settlements, OTC Derivatives, Global Custody, Securities, Confirmations, Settlements, Claims Management and delivery of customized financial, banking products/services for revenue generation and market leadership

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Raghavendra Adiga — Executive Director at Wells Fargo in Bengaluru, KA, IN | Unifers