Radhakrishnan B.

Vice President @ BNY Mellon |Regulatory Compliance and Risk

Role
Vice President and Head - Monitoring & Surveillance, Regulatory Compliance at BNY
Location
Mumbai, IN
LinkedIn followers
500 followers

About Radhakrishnan B.

As the Vice President and Head of Monitoring & Surveillance, Regulatory Compliance at BNY Mellon, I lead a team of professionals who ensure the integrity and compliance of the firm\'s markets and non-market activities. With over 13 years of experience in the regulatory compliance domain, I have a comprehensive understanding of the information barrier and control room functions, surveillance systems and tools, and global banking and markets regulations and best practices. I am passionate about driving innovation and efficiency in the compliance function, leveraging fintech solutions and process reengineering. I have been an integral part of Nomura\'s Voyager program, which aims to identify and collaborate with fintech startups to create new products and services for the capital markets industry. I also facilitate process transitions, develop metrics, risk and governance frameworks, and conduct risk awareness sessions and consultations for internal and external stakeholders. My goal is to enable a culture of compliance excellence and ethical conduct across the organization.

Experience

  1. Vice President and Head - Monitoring & Surveillance, Regulatory Compliance

    BNY

    Jan 2021 — Present · Maharashtra, IN

Education

  • Andhra University School Of Management

    Master of Business Administration (M.B.A.)

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Radhakrishnan B. — Vice President and Head - Monitoring & Surveillance, Regulatory Compliance at BNY in Mumbai, IN | Unifers