Raaj Goyel

About Raaj Goyel

Chartered Accountant and Certified Internal Auditor with over 20 years of experience in internal audit, compliance, and enterprise risk management across multiple industries. Currently serving as Functional Head (VP)- Compliance, Investigation, and BCM at Vodafone, leading efforts to implement compliance frameworks, carry out enterprise risk assessments, and ensure regulatory adherence. Focused on fostering collaboration with operations, legal, and regulatory teams to establish effective processes and controls, while monitoring risk mitigation and compliance across PAN India. Dedicated to optimizing risk management practices and ensuring organizational compliance through structured assessments and strategic oversight.

Experience

1. Functional Head (VP) - Compliance, Investigation and Bcm

   Vodafone

   Jan 2021 — Present · Mumbai, IN

   Compliance Risk Management: • Responsible for Leading, developing and coordinating compliance program. This covers all policy compliance, focusing on high-risk policy areas and involves greater responsibility for certain compliance areas (including Code of Conduct, AntiBribery, Competition Law, Economic Sanction and Trade Control) and oversight of other high-risk policies including Privacy & Data Protection and Information Security. • Responsible for driving Anti-bribery program and Economic Sanction as Policy Champion in India which includes implementation of adequate procedures across organization • Prepare compliance self-assessment checklists and monitor reporting by process owners. Coordinate self-assessment exercise and compile reports based on findings of compliance review and self-assessment. • Lead team for annual Policy Compliance Review and finalization of Annual CEO Compliance report and presentation to Execo. Investigation: • Heading the investigation team to carry out fact findings of all whistleblower complaints and business referrals about unethical behavior, actual or suspected, fraud or violation of the company\'s code • Managed appox.150 cases during every year, able to substantiate more than 60 percent cases which has resulted to various cost saving, prevention of losses, potentional fraud identification and that has resulted in disciplinary action against employees and partners. • Periodical reporting to Execo and Audit Committee Business Continuity Management (BCM): • Responsible for implementation of business resiliency program which includes implementation of business continuity plan and crisis management plan

Education

• The Institute of Chartered Accountants of India

  CA

Skills

• Corporate Governance
• Auditing
• Business Process Improvement
• Risk Assessment
• Sarbanes-Oxley Act
• Financial Reporting
• Revenue Assurance
• Intergrated Assurance Mapping
• Enterprise Risk Management
• IT Audit
• Internal Audit
• Accounting
• Telecommunications
• Risk Management
• Team Management
• Compliance Management
• Internal Controls
• Financial Analysis