Priyanka Dua
ACAMS Certified | Financial Crime Compliance | KYC | ID&V | AML | Transaction Monitoring | Customer Screening | Compliance Controls Testing | Driven by the latest Money Laundering Trends | Committed to managing Risks
- Role
- Assistant Vice President - Financial Crime Advisory at HSBC
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Priyanka Dua
MBA (Finance) & ACAMS Certified Professional with 10+ years of experience in the banking & Financial services across the first and second lines of defence. Currently with HSBC as AVP- Financial Crime Risk & Compliance. I started my career in Banking operations and Customer handling, since then I worked in various capacities in the Banking & financial services industry. My responsibilities included management of AML Operations team, thorough understanding of AML concepts of latest trends, developments, and regulations under, PMLA, FINRA, FATF standards, Bank Secrecy Act, US Patriot Act, 4th Money laundering directive.My current job role involves Conducting risk-based Financial Crime Compliance reviews for testing Internal Controls mapped to risks for processes in Europe, APAC, and the US and being an advisor to the Transaction Monitoring and AML team. I also create management information and strategic plans to improve communication, coordination, and transparency between second and first line of defence functionsAppreciated for achieving a few milestones such as- • Recognized for exceptional observations highlighted in Customer Due diligence review and for completing the review with efficiency and highest quality.• Awarded by the Compliance head for great performance under a challenging environment, managed a stiff regulatory deadline, and maintained a high quality of due diligence.I am a Critical thinker with a strong bias for action and a desire for continuous improvement.
Experience
Assistant Vice President - Financial Crime Advisory
Dec 2021 — Present · Bengaluru, IN
Working as a part of the 2nd Line of defence team for Assisting with the development, implementation and execution of risk-based Compliance reviews and testing the effectiveness of the Firm’s AML policies and procedures and controls.• Provide oversight on the first line of defence activities for the financial crime risks within the entity i.e, providing guidance and advice on the implementation and embedding of FCC (Financial crime compliance) policies, oversight of improvements in FCC Risk management and supporting assurance activities.
Education
ICFAI Business School
Master of Business Administration (MBA), Finance and Financial Management Services
2008 — 2010
Delhi University
Bachelor of Commerce (BCom) Hons, Commerce
2005 — 2008
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