Priyanka Bangalore Kumaraswamy
Business Analyst @Union Bank Of Switzerland
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WORK HISTORY
Business Analyst @Union Bank Of Switzerland
US
Partnered with Wealth Management Advisors, Capital Markets Trading Desks, Compliance Officers and Regulatory Teams to identify key challenges in serving HNWIs & UHNWIs. • Worked closely with Legal teams to ensure compliance with SEC Rule 17a-4, FATCA, GDPR’s Right to Be Forgotten and AML/KYC guidelines. • Conducted an in-depth analysis of RegTech solutions like Fenergo & Comply Advantage to automate KYC remediation, adverse media screening and transaction surveillance for capital markets.• Designed enhancements for Ultimate Beneficial Owner (UBO) verification, integrating Legal Entity Identifier (LEI) & SWIFT KYC Registry for cross-border compliance Writing complex SQL queries to extract and transform client risk data from KYC databases for use in periodic review cycles, supporting FATCA and AML.• Parameterized SQL queries to extract and normalize client exposure data across KYC,supporting FATCA, AML and capital market surveillance functions. • Developed regulatory dashboards in Tableau to track KYC status, high-risk triggers, fixed income deal exposure and loan covenant alerts across client portfolios.• Conducted UAT testing with Relationship Managers validating data accuracy, document verification and regulatory workflows. • Integrated SWIFT KYC Registry API and Legal Entity Identifier (LEI) systems to automate UBO verification and sanctions screening improving onboarding SLA compliance workflows for cross-border fixed income holdings. • Updated KPI dashboards in Tableau to monitor KYC cycle timelines, review backlog aging and risk-tier migration patterns, enabling compliance teams to prioritize high-risk cases and reduce regulatory review delays. • Worked within a Waterfall framework for strict regulatory deadlines while incorporating Agile sprints for incremental enhancements to the KYC portal. • Actively participated in Sprint Planning, Daily Stand-Ups, Sprint Reviews, Retrospectives and Backlog Grooming driving continuous process improvements.
EDUCATION
Visvesvaraya Technological University
Bachelor's degree, Computer Science
Charleston Southern University
Master's degree, Computer Science
ABOUT PRIYANKA BANGALORE KUMARASWAMY
I have a strong background in business analysis, having worked with Indian Railways. I have collaborated with project managers, product owners, and subject matter experts to understand processes, identify stakeholders and create RACI matrices. I have also developed and analyzed current vs. future state process maps to identify gaps. A Master\'s degree in Computer Science at Charleston Southern University, where I learnt new technologies and methodologies to enhance my skills and knowledge.
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