Priyali B.
Compliance and Risk management l Investec l Operation Risk and Regulatory Control I Morgan Stanley
- Role
- Compliance Officer at Investec
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Priyali B.
Experienced Compliance professional with 6+ years in Investment Banking, specializing in Regulatory Reporting, Market Surveillance, Control Room, and Middle Office functions. My expertise lies in ensuring regulatory compliance, mitigating risks, and enhancing governance frameworks in a dynamic financial environment.Currently, I work as a Compliance Officer at Investec Bank plc (Mumbai Office), where I focus on conflict checks, information barriers, insider trading prevention, market abuse monitoring, and regulatory disclosures. Previously, I was with Morgan Stanley, handling regulatory disclosures, risk monitoring, and financial data analysis.
Experience
Compliance Officer
May 2024 — Present · Mumbai, IN
Compliance and Risk management
Education
University of Mumbai I B.K.Birla College
Master's degree, Accounting and Finance
2017 — 2019
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