Priya Kasliwal

About Priya Kasliwal

Experienced professional with 2+ years of experience in risk compliance and in-depth knowledge of AML (Anti Money Laundering).Hands on experience on Regulatory norms BSA, OFAC, FATCA, CTR, USA PATRIOT ACT etc.Subject Matter Expert experience to perform investigations and compliance reviews in combination with countries/regions, particularly in relation to high-risk customers.Additionally conducting end-to-end reviews of profiles pertaining to potential illegal activity, PEP screening or activity in violation of the economic and trade sanctions.

Experience

1. Financial Analyst

   eClerx

   Jun 2024 — Present · Pune, IN

   Monitor and review daily customer transactions to detect red flags and potential money laundering risks.• Conduct KYC reviews by researching customer backgrounds using open-source tools and Lexis Nexis.• Prepare Suspicious Activity Reports (SARs) and escalate high-risk cases for further investigation.• Develop and update internal checklists based on AML rule types to streamline alert mitigation.• Perform quality assurance on cases and ensure compliance with internal standards.• Collaborate with team members to manage workload peaks and support junior analysts during high-volume periods.•Worked as a Process Trainer and SME for Document Gap Analysis process and Enrichment Domestic Process.•Conducted in-depth investigations into financial crime risks, including money laundering and terrorist financing.•Collected data from previously performed refresh and executed the Data Gap Analysis procedure for missing information by outreaching the client.•Reviewed client profiles by considering Nature of Business, Geographic Location, Entity Type, Source of Wealth/Funds, PEP, Adverse News, and Sanctions in line with Global KYC procedures.•Maintained and established client profiles using thorough research from reliable public sources, regulatory bodies, country exchanges, and state registries.•Kept track of all required information and maintained Data Enrichment, delivering detailed documents for client refresh.•Performed periodic reviews and background checks to monitor corporate events, name changes, regulatory status, registered addresses, and changes in UBO/Key Management.•Conducted AML screening checks, including PEP screening, adverse news, sanction hits.•Self-sourced documents required for client KYC from authorized document sources.

Education

• S.B.E.S . college

  12th, Commerce

• Institute of Cost Accountants of India

  SEMI QUALIFIED CMA, ACCOUNTING And Taxation and finance

  2018 — 2021

• Navalbhau Pratisthan's V.N. Patil Law College, N-3, Cidco.

  Diploma in taxation of law, Taxation

• Deogiri College Chh. Sambhaji Nagar

  Bachelor of Commerce - BCom