Pritam Goswami
Assistant Manager @Unilever
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WORK HISTORY
Assistant Manager @Unilever
Bengaluru, IN
Led & executed comprehensive testing of Business Process Controls,ITGCs, and User Access Controls across multiple systems and processesto assess control design, operating effectiveness, and compliancewith SOX and internal control frameworks.• Managed the SOX testing across 40+ Key financial applications,across multiple business process.• Reduced control deficiencies by 40% through improved testing, remediationprocesses & transformation project across all platforms.• Conducting the Risk assessment of Financially significant Interfacesin line with the business controls to provide an assurance on completeness & accuracy of data.• Working as 2nd line of defense. Partnering with all stakeholders toidentify potential gaps & supplied comprehensive recommendationsto mitigate/rectify the associated risk.• Spearheaded initiatives to transform manual SOX controls into automatedsystem-based controls, improving control reliability and reducedmanual efforts by 40% across platforms.• Drove the design and implementation of new policies and internalcontrols (across SAP & Non-SAP) to mitigate the risk related to (Crossfunctions SOD, Automated payment system, Business Interface etc.)• Steered various continuous transformation projects across all SAP & Non-SAP systems to ensure the risk of failure reduced to the residuallevel.• Performed Third-Party Risk Assessments and SOC 1 Type II reportevaluations to identify control exceptions and assess their potential impacton the user organization (Unilever), ensuring alignment with internalcontrol frameworks and risk mitigation requirements.
EDUCATION
Utkal University
Bachelor of Commerce - BCom, Business/Commerce, General
The Institute of Chartered Accountants of India
Accounting and Finance
ABOUT PRITAM GOSWAMI
Results-driven SOX & Internal Controls Compliance professional with 10 years of experience in Internal Audit, Risk Management, and Regulatory Compliance. Proven expertise in SOX 404 compliance, control design, risk assessment, and remediation management. Skilled in evaluating financial and operational processes, identifying control gaps and implementing robust internal control frameworks to ensure regulatory adherence. Experienced in collaborating with cross functional stakeholders, external auditors, and senior leadership to strengthen governance and mitigate operational and financial risks.
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