Pretesh Mistry

About Pretesh Mistry

Pretesh\'s guiding view of the world is that all parts of life require balance and there is a fundamental need to protect that is most valuable. He aims to apply this view to his career, wife + 2 daughters, health and financial well being. Pretesh currently leads the Business Information Security Officer, Security Awareness, and M&A Security Risk teams at LPL Financial. He has a passion for helping leaders make better decisions through effective risk management diligence. Pretesh has a long track record of delivery quality work that meet or exceeds the needs of the enterprise. He is always looking at what is possible to add value and championing efforts to enable those capabilities. Pretesh\'s mission is to find ways to enable the key organizational outcomes while minimizing risk. Pretesh has extensive experience with IT Audit, Technology Risk Management, Cyber Risk Assessment, Third Party Cyber Risk, Offshoring, Regulatory Compliance and related governance programs.

Experience

1. VP, Information Security m & a and Technology Due Diligence

   LPL Financial

   Nov 2022 — Present · San Diego, CA, US

Education

• University of Connecticut School of Business

  MIS, Management Information Systems

  2001 — 2005

Skills

• Risk Management
• Software Development Life Cycle (Sdlc)
• Business Process
• Business Continuity
• Enterprise Risk Management
• Internal Controls
• Business Process Improvement
• Ffiec
• IT Audit
• Business Analysis
• IT Management
• IT Strategy
• Project Management
• IT Operations
• Cobit
• Sarbanes-Oxley
• Financial Accounting
• Sarbanes-Oxley Act
• Process Improvement
• Visio
• Itil
• Vendor Risk Management
• Sdlc
• Accounting
• External Audit
• Cisa
• Internal Audit
• Erp
• Sas70
• IT Risk Management
• Information Technology
• Security
• Access
• Nist 800-53
• Information Security
• Auditing
• Disaster Recovery
• Peoplesoft
• Sharepoint