Preston Haxo
Chief Compliance Officer at Mondeum Capital
- Role
- Chief Compliance Officer at Mondeum Capital
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Preston Haxo
Accomplished Financial Professional with a background in compliance, securities regulation, and project management. MBA with a specialization in strategic management, Series 24 licensed, CAMS and CRCP certified. Strong experience in supervisory controls, risk identification, and brokerage rules. Track record of successfully implementing large and complex projects. Skilled in verbal and written communication, building productive working relationships, and managing competing priorities.
Experience
Chief Compliance Officer
Aug 2020 — Present
Education
Trinity College-Hartford
Bachelor's Degree, Economics
2010 — 2014
Rumsey Hall School
Middle School
2004 — 2006
Villanova School of Business
Master of Business Administration, Strategic Management
2018 — 2020
Kent School
High School
2006 — 2010
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