Prem Griffith
Executive Director - Head of Compliance, Financial Crime Risk Advisory - Uk Wealth & Retail Banking @Standard Chartered
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WORK HISTORY
Executive Director - Head of Compliance, Financial Crime Risk Advisory - Uk Wealth & Retail Banking @Standard Chartered
City Of London, GB
Head of CFCR Advisory for the UK Wealth & Retail Banking division, leading the second line Compliance and Financial Crime Risk advisory function in a complex, regulated environment. I set and execute the CFCR vision and strategy, strengthen risk culture, and ensure robust governance, ethical conduct, and fair client outcomes across affluent, wealth, and retail segments.I work closely with senior leadership to design and refine business operating models, embedding best in class CFCR frameworks that support sustainable growth while meeting regulatory expectations. My role includes independent risk oversight, challenge and escalation, and driving key compliance priorities aligned to the WRB performance scorecard.I build strong relationships with internal stakeholders and supervisory authorities, coordinating a unified, “One Bank” approach to regulatory compliance and financial crime risk. With a forward looking focus, I anticipate regulatory developments and implement practical, sustainable compliance solutions that support the bank’s “Here for Good” values.
EDUCATION
Imperial College London
MSci Hons Physics; Science, Physics
Escola Secundaria Maria Lamas
Science and Mathematics
SKILLS
ABOUT PREM GRIFFITH
I am an accomplished and high-performing compliance professional with twenty years’ regulatory experience, who loves helping regulated businesses be commercially successful, whilst ensuring they comply with all applicable regulatory requirements in an efficient, risk-based, pragmatic and proportionate manner.My experience spans Private Banking & Wealth Management, Asset Management, Mortgages and Consumer Credit, as well as the Senior Managers & Certification Regime (the SMCR) and wider UK Corporate Governance requirements. I am a strong leader with excellent interpersonal skills, who is able to provide robust oversight and challenge, whilst simultaneously partnering with team members, key control functions and other business stakeholders, to provide pragmatic and proportionate advice and empower senior leadership to take appropriate decisions and run the business in a compliant manner. I have a proven track record of collaborating with stakeholders across all three lines of defence, to design and implement effective regulatory frameworks, policies, procedures and processes, for the business to follow and ensure compliance with evolving regulatory requirements. I have successfully scoped, led and delivered regulatory reviews and projects on time and budget.
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