Pratik Shah
Head | Legal | Compliance | Company Secretary
- Role
- Head of Legal & Compliance at Rubicon Research Limited
- Location
- Mumbai, IN
- LinkedIn followers
- 500 followers
About Pratik Shah
As a dual-qualified LLB and Company Secretary (CS) with 17+ years of proven legal leadership across industries like pharmaceuticals, automotive, FMCG, speciality chemicals, and power management, I specialise in bridging legal precision with business outcomes. My core strengths lie in IPO readiness, M&A structuring, litigation strategy, contract lifecycle management, corporate governance, and cross-border regulatory compliance. Currently leading Legal, Compliance, and Company Secretarial functions at Rubicon Research, I’ve recently: Spearheaded IPO readiness and secured SEBI conditional approval within 4 months. Led strategic cross-border acquisition efforts in India and the U.S. Deployed an enterprise-wide CLM platform, improving turnaround and compliance efficiency. My approach blends risk foresight with operational agility, enabling board-level impact while embedding scalable compliance frameworks across global jurisdictions. I’ve held senior legal roles at Fiat India (Stellantis–Tata JV), DSM, Henkel, Eaton, and Huntsman, consistently delivering high-value legal solutions aligned with strategic imperatives. Open to board advisory roles, legal consulting, and senior legal leadership opportunities in dynamic, growth-oriented organisations.
Experience
Head of Legal & Compliance
Dec 2024 — Present
Orchestrated IPO readiness: drafted and filed DRHP; secured SEBI conditional approval within 4 months, aligning with investor timelines.Negotiated cross-border acquisitions: executed Business Transfer Agreement (India) and Stock Purchase Agreement (USA) for strategic expansion.Implemented enterprise-grade CLM and compliance tools—boosting contract turnaround time and audit readiness across 5 geographies.Directed regulatory compliance for India, US, Estonia, Singapore, and Australia; ensured 100% adherence to HCP and IP frameworks.Enabled risk-controlled IPR enforcement in regulated markets, supporting innovation protection and licensing.
Education
Indo-German Training Centre
Executive Business Management Programme
2016 — 2017
Bhavans A.H. Wadia High School
Secondary School Certificate
1991 — 1997
The Institute of Company Secretaries of India
Company Secretary
2002 — 2007
University of Mumbai
Bachelor of Laws - LLB
2002 — 2006
Mithibai College of Arts Chauhan Institute of Science and A.J. College of Commerce and Economics
Bachelor of Commerce - BCom
1997 — 2002
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.