Pratik Rathod
Compliance Officer | Former BSE, ICEX & MCX | PGDBM - Banking & Finance | Regulatory Compliance | NISM IIIA Certified | Pursuing LLB |
- Role
- Compliance Officer at Octanom Tech
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Pratik Rathod
Experienced in regulatory compliance, inspections, membership processes, and loan operations with strong knowledge of SEBI guidelines for RAs, IAs, Skilled in Inspection, MIS reporting, policy implementation, and staff training. Recognized for accuracy, integrity, and ability to manage high workloads under pressure. Passionate about building a strong culture of compliance and strengthening governance frameworks.
Experience
Compliance Officer
May 2025 — Present
Education
University of Mumbai
Bachelor of Commerce - BCom, Business/Commerce, General
2013 — 2015
SVKM's Narsee Monjee Institute of Management Studies (NMIMS)
Post graduate diploma in management, Banking and Finance
2020 — 2022
M.K.E.S College of Law
Bachelor of Laws - LLB
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