Pratham Bhatia
Morgan Stanley | EIAC | Former Central Compliance Analyst @Nomura | Navigated Regulatory Reporting & Training Ops | Finance & Compliance Enthusiast | BMS student with a Strategic Edge
- Role
- Legal and Compliance Apprentice - Eiac at Morgan Stanley
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Pratham Bhatia
A recent graduate in Bachelor of Management Studies from H.R. College of Commerce & Economics, with a specialization in Business Administration and Management. Currently working at Nomura as a Central Compliance Analyst, where I contribute to regulatory reporting for trading activities across equities, options, and bonds. My role also includes managing compliance training programs in key areas such as Anti-Money Laundering (AML), OTC derivatives, and financial crimes.Skilled in process automation using Power BI, I streamline MIS reporting and enhance compliance insights for data-driven decision-making. I ensure strict adherence to SEC and FINRA regulations by collaborating closely with internal stakeholders and overseeing processes such as 15a-6 Registration. I am committed to fostering regulatory excellence and operational efficiency through proactive management, stakeholder
Experience
Legal and Compliance Apprentice - Eiac
Jun 2025 — Present · Mumbai, IN
Education
H.R. College Of Commerce & Economics
Bachelor's of Management Studies
2022 — 2025
H.R. College Of Commerce & Economics
Master's in Business Management (M.B.M), Major - Finance - Post Graduation
R.K. TALREJA COLLEGE OF ARTS, SCIENCE & COMMERCE
Junior College , Business/Commerce, General
2020 — 2022
SETH PARSRAM PARUMAL NEW ERA ENGLISH HIGH SCHOOL & JR COLLEGE
High School
2015 — 2020
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