Prashil Sawarkar

Manager at Groww || Ex-NSE || NISM

Role
Manager at Groww
Location
Mumbai, MH, IN
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Prashil Sawarkar

As a Compliance Professional with extensive experience in the financial services sector, I currently lead regulatory compliance efforts at Groww, overseeing SEBI, Exchange, and DP circular implementations, managing regulatory inspections, and ensuring adherence to evolving market regulations. I collaborate with multiple stakeholders to maintain robust compliance frameworks, handling regulatory inquiries, internal audits, and timely submissions to maintain seamless operations.Previously, at the National Stock Exchange of India, I ensured market integrity by monitoring trading activities and verifying compliance with SEBI regulations. My expertise spans regulatory reviews, audits, surveillance and creating systems that promote a strong compliance culture, aligning internal processes with regulatory changes.I am passionate about driving compliance excellence and fostering a collaborative environment to uphold regulatory standards while supporting business growth.

Experience

  1. Manager

    Groww

    Sep 2024 — Present

Education

  • Barkatullah Vishwavidyalaya

    Bachelor of Business Administration - BBA, Finance, General

  • Kendriya Vidyalaya

    AISSCE, Business/Commerce, General

  • National Institute of Securities Markets (NISM)

    PGDM SM, Investments and Securities

    2020 — 2022

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Prashil Sawarkar — Manager at Groww in Mumbai, MH, IN | Unifers