Prashil Sawarkar
Manager at Groww || Ex-NSE || NISM
- Role
- Manager at Groww
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Prashil Sawarkar
As a Compliance Professional with extensive experience in the financial services sector, I currently lead regulatory compliance efforts at Groww, overseeing SEBI, Exchange, and DP circular implementations, managing regulatory inspections, and ensuring adherence to evolving market regulations. I collaborate with multiple stakeholders to maintain robust compliance frameworks, handling regulatory inquiries, internal audits, and timely submissions to maintain seamless operations.Previously, at the National Stock Exchange of India, I ensured market integrity by monitoring trading activities and verifying compliance with SEBI regulations. My expertise spans regulatory reviews, audits, surveillance and creating systems that promote a strong compliance culture, aligning internal processes with regulatory changes.I am passionate about driving compliance excellence and fostering a collaborative environment to uphold regulatory standards while supporting business growth.
Experience
Manager
Sep 2024 — Present
Education
Barkatullah Vishwavidyalaya
Bachelor of Business Administration - BBA, Finance, General
Kendriya Vidyalaya
AISSCE, Business/Commerce, General
National Institute of Securities Markets (NISM)
PGDM SM, Investments and Securities
2020 — 2022
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