Prashant Mani
Senior AVP-Wells Fargo Regulatory Compliance-Global Surveillance & Oversight (Second Line of Defence-2LOD)
- Role
- Senior Avp-trade Surveillance at Wells Fargo
- Location
- Hyderabad, TG, IN
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
About Prashant Mani
MBA, Experience in Financial Services, Capital Markets Operations, Investor’s Grievance,…
Experience
Senior Avp-trade Surveillance
Sep 2024 — Present · Hyderabad, IN
surveillance and Aalysis
Education
National Law School of India University, Bangalore
PGCLCF, Cyber Law & Cyber Forensics
Kanpur University, India
Bachelor of Laws - LLB
Kanpur University
Post Graduate Diploma, Computer Application
APJ Abdul Kalam University Lucknow
MBA
Kanpur University
Bachelor of Science
FINRA Exam
SIE, Securities Market
Skills
- Mergers & Acquisitions
- Profit Center Management
- Trademark Infringement
- Strategic Financial Planning
- Strategy
- Investments
- Inspection
- Portfolio Management
- Competitive Analysis
- Loans
- Trading
- Investment Banking
- Mis
- Employee Engagement
- Private Equity
- Key Account Management
- Distributed Team Management
- Equities
- Retail Banking
- Capital Markets
- Recruiting
- Sales
- Grievances
- Cross Selling
- Performance Management
- Financial Services
- Crm
- Analysis
- Relationship Management
- Commodity
- Insurance
- Finance
- Branch Banking
- Management
- Currency
- Customer Retention
- Investigation
- Banking
- Mutual Funds
- Risk Management
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