Prasant Banthia
Senior Compliance Officer (SVP) at Goldman Sachs
- Role
- Senior Vice President at Goldman Sachs
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Prasant Banthia
Overall 16 years of experience with 14+ years in compliance and related fields. Currently working with Goldman Sachs and responsible for managing the trade surveillance program globally with teams in 4 different locations. Compliance and risk professional with managerial capabilities and strong focus and expertise in securities /capital market risks. Well versed with identifying and mitigating all major market manipulation and abuse risks across markets and product classes through automated surveillances and forensic / ad hoc compliance reviews.Expertise in- market regulations across jurisdictions and designing surveillances to mitigate market abuse / manipulation surveillances - managing end to end post trade reviews including escalations to relevant stakeholders- manage the life cycle of surveillances - dealing with external regulators and inspections /audits - managing regional level compliance program - mentoring, coaching, managing performance and effective utilisation of resources
Experience
Senior Vice President
Jan 2024 — Present · Bengaluru, IN
Education
International School of Business & Media
Bachelor of Business Administration - BBA, Finance
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