Prameet B.

Senior Manager at Charles Schwab

Role
Senior Manager Internal Audit at Charles Schwab
Location
Phoenix, AZ, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Prameet B.

Governance, Risk & Compliance and Internal Audit ExecutiveExtensive management experience in a global environment for over 12 years focusing on project management, governance, risk & compliance management, business risk and IT advisory services. Increasing levels of responsibility in all aspects of project management including budgeting and forecasting for a diverse portfolio of clients / industries.Core Competencies:• Governance, Risk, Compliance and Strategy • Enterprise Risk Assessment and Management• Program and Project Management• Internal Controls – IT General and Business Risk• Financial / Regulatory Compliance• Business Continuity / Disaster Recovery• Service Organization Controls – SOC 1 and SOC 2 Reports • Business Process Redesign and Documentation• Quality Assessment Reviews (QARs)• Anti-Money Laundering• Cyber Security• IT Security

Experience

  1. Senior Manager Internal Audit

    Charles Schwab

    Oct 2016 — Present · Phoenix, AZ, US

    Annual Internal Audit Plan/Risk Assessment, Project Management, Issues Remediation and Validation Process Management, Regulatory Compliance and Mapping Process

Education

  • University of Missouri-Kansas City

    Pre-Business

    2001 — 2002

  • Arizona State University, W. P. Carey School of Business

    Bachelors of Science

    2002 — 2005

Skills

  • IT Audit
  • IT Strat
  • Cyber
  • Management
  • Internal Audit
  • Nist
  • Consulting
  • Assurance
  • Risk Assessment
  • Sarbanes-Oxley Act
  • Auditing
  • Project Management
  • New Business Development
  • Cisa
  • Business Strategy
  • Financial Services
  • Internal Controls
  • Coso Framework
  • Business Process Improvement
  • Cobit
  • IT Management
  • Business
  • Risk Management
  • Financial Reporting
  • Sales
  • Account Management
  • Security
  • System Development Life Cycle (Sdlc)
  • Sales Management
  • Process Improvement
  • U.s. Generally Accepted Accounting Principles (Gaap)
  • Leadership
  • External Audit
  • Accounting
  • Vendor Management
  • IT Risk Management
  • Financial Analysis
  • Information Technology
  • Enterprise Risk Management
  • Financial Risk

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Prameet B. — Senior Manager Internal Audit at Charles Schwab in Phoenix, AZ, US | Unifers