Prakash Guha Roy
Associate @JPMorganChase
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WORK HISTORY
Associate @JPMorganChase
Bengaluru, IN
EMEA Fixed Income Post Trade Monitoring-• Identifying breach under UK, Irish, Lux UCITS regulations.• Post trade monitoring for multiple Funds, Sub Advisory and Client accounts.• Reduce on post trade monitoring alerts Project• Discussion with Onshore team on alerts closed if any disagreements.
EDUCATION
M.S. Ramaiah Institute of Management
PGDM, FINANCE AND MARKETING
Mount Carmel College, India
HSLC
DELHI PUBLIC SCHOOL
PUC
Margherita college
Bachelor of Commerce - BCom, Accounting and Finance
ABOUT PRAKASH GUHA ROY
Compliance Professional with a steep learning curve along witha strong background in capital and financial markets. Including 7.5 years of work experience as an asset management professional with extensive experience within the Investment Compliance domain. System knowledge LZ Sentinel, Bloomberg Professional and BloombergAIM, JP Morgan Markets (in-house application).
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