Prajakta Sonekar

Experience

1. Analyst - Risk & Compliance

   IBM

   Jun 2023 — Present · Pune, IN

   Risk & compliance Analyst (IBM, PUNE) 06/2023-Present• Performing end-to-end KYC from research to client outreach till completion of KYC for investment banking clients like public and private companies, partnership companies, financial institutions, Local Banks, Trusts and managed funds. • Coordinating relationships with managers and compliance teams to update system information from initiation to approval of KYC records.• Validate the information within KYC records and customers identification program (CIP) documents to ensure completion and accuracy.• Create and maintain KYC records by obtaining information from internal and external source (firm website, regulatory websites, etc)• Reviewing the customer’s name screening performed against PEP, sanctions or any negative news captured via the world check the database and ensure the proper rationale used for disposition of hits.• Leading a results-oriented and responsible for ensuring high quality service and customer relationship management.• Ensure the reviewing are completed within the stipulated time frame and in defined SLAs.• Reviewing KYC due diligence checks (SDD and EDD) on customers including High Risk, Political Exposed Persons (PEP) and sanctions Screening for various jurisdictions through World Checks, Factiva, and Lexis Nexis KYC profile refresh and investigation includes a detailed review of cases, scenarios and regulatory requirements.

Education

• Vidharbh institute of science & humanities

  BSC

• Sant Gadge Baba Amravati University, Amravati

  Master of Business Administration - MBA