Prabhat Aggarwal

About Prabhat Aggarwal

Risk & Finance Professional and Transformational Leader with 23+ years of diverse experience in the field of Third Party Cybersecurity, Risk Management, Risk & Control Framework, Business Finance, Planning & Forecasting, Program Redesign and Transformation, Process reengineering, Performance Management, Digital solutions, Audit & Advisory, Financial Consulting, Controllership, Taxation, Corporate Governance, Offshore Business Migrations, BPO Operations and ERP implementation

Experience

1. Director Compliance - Third Party Risk

   American Express

   Dec 2019 — Present · IN

   Part of Global transformation project, uplifting Third Party Risk Management Program to meet compliance and regulatory requirements. Key responsibilities include- Lead Third Party Information Security Risk Operations through diverse team of 50+ Risk Managers, Analysts and Assessors - Partner with Information Security office towards building Risk Framework, Standard Procedures and Operating Model for Third Party Data Security Program - Manage Risk Assessment of Global Third Parties on their Information Security Practice - Design future state processes to meet Third Party Risk compliance across Pre and Post Contract Phases. This includes diligence activities prior to contracting and during ongoing monitoring - Work alongside multiple stakeholders across enterprise to redefine Vendor Risk Management Framework & Operating Model, uplift Process & Standards, enhance System Capabilities & Regulatory Reporting. Stakeholders include Technology, Global Risk, Privacy, Bank PMO, Internal Auditors, General Council, Risk SMEs, Data Governance, Business Units, and many others - Ensure compliance against Risk Framework and Global regulatory requirements - Provide analysis and inputs for Compliance Metrics and Risk Committee meetings - Contributed towards building transformative approach to Third Party Risk Management by enabling Risk Assessment utility in collaboration with other Financial Institutions

Education

• The Institute of Chartered Accountants of India

  CA, Accounts, tax, law, FM

  1997 — 2001

• Delhi University

  B Com (H), Accounts, Economics, FM, Law

  1994 — 1997

• N C Jindal Public School

  CBSE, Commerce

  1989 — 1994

Skills

• Internal Controls
• Sarbanes-Oxley Act
• Project Planning
• Financial Planning
• Shared Services
• Finance
• Business Process Improvement
• Management Information Systems (Mis)
• Shared Service Center
• Auditing
• Due Diligence
• Analysis
• Business Analysis
• Mis
• Forecasting
• Management Consulting
• Corporate Finance
• Team Management
• Financial Analysis
• Internal Audit
• Financial Modeling
• Accounting