Piyush Kumar

About Piyush Kumar

Compliance and Capital Markets professional with 7 years of experience across AML/KYC, CDD/EDD, Sanctions Screening, FATCA/CRS and Collateralized Loan Obligation (CLO) servicing within global banking and asset management environments.Currently working as a Compliance Lead at S&P Global, managing a team of 10 analysts and owning the end-to-end client lifecycle for compliance services — from onboarding and risk assessment to ongoing reviews, issue resolution and final delivery to clients. Responsible for quality assurance across institutional and high-risk customer segments while also supporting CLO compliance operations including cash reconciliation, break investigation, trustee and investor reporting.Experienced in handling complex entity structures including hedge funds, PE funds, SPVs, trusts and multinational corporates, along with structured finance products and investor servicing processes. Regularly act as primary client and stakeholder contact, managing escalations, timelines and service delivery commitments.Proven track record of improving quality metrics, reducing regulatory risk exposure and ensuring operational accuracy across high-volume financial and regulatory workflows through training, review frameworks and process improvements.Key strengths include:• End-to-End Compliance Service Ownership• Financial Crime Risk Assessment & Enhanced Due Diligence• Sanctions & Adverse Media Analysis• FATCA/CRS Classification• CLO Cash Reconciliation & Break Resolution• Trustee Test & Compliance Monitoring• Investor Reporting & Publishing• Audit & Regulatory Readiness• Stakeholder & Client Management• Team Leadership & Performance ManagementOpen to opportunities in Financial Crime Compliance, Regulatory Risk, Asset Servicing, Capital Markets Operations and Consulting roles across Banking, FinTech and Big4.

Experience

1. Compliance Lead

   S&P Global

   May 2025 — Present

Education

• Hindu College, University of Delhi

  Bachelor of Arts - BA

  2012 — 2015