Philip Becker

Capital Markets Compliance Officer-Retired

Role: Morgan Stanley
Location: Brooklyn, NY, US
LinkedIn followers: 500 followers

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Experience

Morgan Stanley
Present

Education

Brooklyn College
BA, Speech and Theatre
1969 — 1973
Brooklyn Law School
JD
1973 — 1978

Skills

Equity Trading
Series 24
Financial Regulation
Prime Brokerage
Fixed Income
Securities Regulation
Securities
Investment Advisory
Equities
Financial Markets
Bonds
Trading
Options
Capital Markets
Series 7
Structured Products
Derivatives
Structured Finance
Finra
Series 63
Financial Services
Hedge Funds

Contact information

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Work email
•••••@morganstanley.com
Personal email
•••••@•••••.com
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Current company

Morgan Stanley

Financial Services · 10K employees · 1585 Broadway, New York, NY, 10036, US

Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With a 90-year history, Morgan Stanley today operates in 42 countries serving corporations, governments, institutions, families and individuals. Morgan Stanley is a talent business that demands ongoing investment in our people. Key drivers of our success have been the breadth and tenure of our talent, as well as a unique culture and a set of values that guide our employees. We view Morgan Stanley’s talent and culture as a key competitive advantage enabling the Firm to achieve its potential and drive future success. As an integrated firm with scaled capabilities, we partner with clients at every stage of their financial journey. Our ability to do so is grounded in four pillars that define Morgan Stanley: a clear and consistent strategy to help clients raise, manage and allocate capital; a culture grounded in rigor, humility and partnership; financial strength through capital, earnings power and durability; and growth driven by smart, strategic investment globally. These pillars enable Morgan Stanley to provide trusted advice, operate with resilience across market cycles and deliver long-term value to our clients and shareholders. Social Media Disclosures: mgstn.ly/SocialDisclosure

morganstanley.com

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Experience

Education

Brooklyn College

Brooklyn Law School

Skills

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