Peter Kronberg
General Counsel & CCO Proficio Capital Partners, LLC
- Role
- Chief Compliance Officer & General Counsel at Proficio Capital Partners, Llc
- Location
- Newton Centre, MA, US
- LinkedIn followers
- 500 followers
About Peter Kronberg
Experienced in-house General Counsel/private practice business attorney with a focus on contracts and negotiations, securities law, including the ’40 Act with sub-specialties including Corporate Governance, Regulatory Audits, Corporate Finance (including Private Offerings) and Intellectual Property licensing. Committed to driving equity growth by joining legal and business strategy to achieve superior outcomes while controlling risk. Provide broad legal knowledge, experience, creativity, ethics and high service standards.Experience: Hedge and Mutual funds,\'40 Act Advisers, Chief Compliance Officer support, financial services regulation and disclosure, international transactions and board of director\'s services.Actively exhibiting sculptures, currently creating a series of low-relief panels with the theme of medieval Talmudic understanding of the causes of disease.
Experience
Chief Compliance Officer & General Counsel
Proficio Capital Partners, Llc
Jun 2015 — Present
Establish and implement compliance policies and processes for multi-family office registered investment advisor. Form special purpose vehicles for pooled investments. Provide legal counsel on day to day matters.
Education
Boston University School of Law
JD, Law
1985 — 1988
The University of Kansas
BFA, Sculpture
1979 — 1981
Skills
- Corporate Law
- Intellectual Property
- Corporate Finance
- Mutual Funds
- Finance
- Contract Negotiation
- Corporate Governance
- Asset Managment
- Hedge Funds
- Securities Regulation
- Securities
- Licensing
- Sculpture
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