Paxton Dunn
- Role
- Director, Operations, Procedures and Standards, Member Supervision at FINRA
- Location
- Dallas, TX, US
- LinkedIn followers
- 500 followers
OperationsView LinkedIn profile
About Paxton Dunn
With over 20 years of experience in the financial services industry, I am a dedicated…
Experience
Director, Operations, Procedures and Standards, Member Supervision
Mar 2022 — Present
Skills
- Auditing
- Ministry Leadership
- Sec Filings
- Securities Regulation
- Series 7
- Alternative Investments
- Investments
- Fixed Income
- Financial Services
- 401k
- Risk Assessment
- Ministry Development
- Anti Money Laundering
- Board Member
- Internal Controls
- Pilot Projects
- Finra
- Aml
- Securities
- Mutual Funds
- Financial Regulation
- Retirement Planning
- Risk Management
- Oil and Gas Investments
- Series 63
- Financial Risk
- Stocks
- Equities
- Finance
- Financial Analysis
- Due Diligence
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