Pawan Sharma

About Pawan Sharma

MBA in Banking & Finance with 10+ years of experience in: Internal Audit – Treasury, Trade Finance, ICAAP, Credit Risk Operations Manager - Trade Finance Treasury Audits.Executing and managing internal, thematic, and special audits with a risk based internal audit approach for treasury products • Forex & derivative, investments like Fixed income equity and money market products Audit • Bullion business and operations audit • Audit of deal validation (DV), deal settlement process for treasury products • Preparation of Audit scope and Engagement letter and sending to Auditee. • Effectively prepared summaries of findings and audit reports and communicate audit findings and recommendations to appropriate auditee levels. • Documentation of audit papers & preparation of detailed Audit Report • Treasury audit automation development. Trade Finance Operations-Worked as team leader and senior scrutinizer at ICICI bank Ltd. for trade finance products Import Services: • Document checking of Direct Import Payment • Documents checking Import bills payment under Collection • Advance import Payment. • LC payment • Cross Border Remittances related for services such as: import bill payment, advance import payment, payment for capital account transactions. • knowledge of FEMA Act, Rules and Regulations • Ensuring compliance with quality parameters/standards specified by the RBI/FEMA/UCPDC/URC/INCOTERMS 2010 • Good knowledge of Letter of credit in strict adherence to UCP600 • Ensure proper AML screening, performing due diligence of all trade transactions, suspicious activity through STR filling • RMA establishment with foreign bank Export Services: • Document checking of Export bill under collection • Documents checking Export bills under Letter of credit. • Export bill under advance receipt. • Export bill discounting • Documents checking for export bill realization • Issuance, disbursement of export packing credit. • Inward & Outward Inland Bills under Collection and Letter of Credit & Outward Bills for Discounting • Issuance, disbursement of export packing credits (Pre-shipment credits EPC/PCFC) • Ensuring compliance with quality parameters/standards specified by the RBI/FEMA/UCPDC/URC/INCOTERMS 2010 • AML screening in AMLOK with respect to AML regulations • Handling Audit queries raised by Internal and Concurrent Auditor

Experience

1. Vice President- Internal Audit

   YES BANK

   Nov 2023 — Present

Education

• Vinoba Bhave University

  Bachelor of Commerce - BCom, Accounting and Finance

• Kendriya Vidyalaya

  Intermediate, Science

• Manipal Academy of Higher Education

  Master of Business Administration (MBA), Banking and finance

Skills

• Microsoft Excel
• Corporate Finance ,Ucp 600, Urc 522, Isbp
• Microsoft Word
• Finance