Paul Voketaitis
Associate Director, Financial and Operational Policy @ FINRA
- Role
- Associate Director, Financial and Operational Policy at FINRA
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
About Paul Voketaitis
Results oriented professional with substantive securities, regulatory, and compliance experience. Strong research, legislative, and public policy skills that include analytical assessment and decision-making abilities. Demonstrated ability to resolve complex issues and develop consensus among peers. Speak extensively on regulatory matters effecting the securities industry and authored many Regulatory Notices and other materials relating to regulatory net capital, financial privacy and continuing education requirements within the securities industry. Specialties: Assessment, analysis, and mitigation methods of operational and counterparty-risk involving financial and operational matters within the broker-dealer financial regulatory community. Development of improvement mechanisms for risk and Quality Assurance program areas. Collaboration, strategic thinking, contract and term negotiations, troubleshooting, streamlining and automation
Experience
Associate Director, Financial and Operational Policy
Mar 1996 — Present
Education
The Wharton School
Certified Regulatory and Compliance Professional, Broker-Dealer Financial Regulation
2003 — 2005
University of Maryland
Bachelor of Arts, Political Science/Economics
1984 — 1988
George Mason University
Masters, Business and Public Administration
2001 — 2003
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