Paul Simons
Compliance Manager @Connect Ifa Ltd
Chigwell, GB
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Nov 2014 — Present
Compliance Manager @Connect Ifa Ltd
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Romford, GB
Proactively head up the compliance team and manage the supervision of c350 mortgage and protection advisers. My role is diverse and apart from the above, includes relationship management and am the key contact with the FCA, Regulatory Changes, Reporting to the board of Directors, manage the firm\'s Systems & Controls, T&C Scheme, On-Boarding, Business Quality, Complaints, Advertising & Marketing, etc.
SKILLS
Residential MortgagesFinancial ServicesBusiness DevelopmentWealth ManagementFinancial PlanningMortgage LendingRelationship ManagementTerm Life InsuranceCritical IllnessSupervisory SkillsPensionsComplianceRetirementBusiness Relationship ManagementStrategic Financial PlanningInvestmentsProtectionManagementLife InsuranceFinanceFinancial AdvisoryRegulatory ComplianceInsuranceWealth Management ServicesEstate PlanningInvestment AdvisoryCompliance ManagementHigh Net Worth IndividualsIncome ProtectionSavingsFundingCommercial MortgagesInheritance Tax PlanningWealthRetirement PlanningMortgage Marketing
ABOUT PAUL SIMONS
Highly experienced Compliance Manager/Trainer. I consider myself to be a competent…
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