Patrick Dennis
Co-Head of Compliance & Senior Regulatory Counsel
- Role
- Chief Compliance Officer at Wilshire Mutual Funds Inc
- Location
- Los Angeles, CA, US
- LinkedIn followers
- 500 followers
Experience
Chief Compliance Officer
Aug 2024 — Present · Santa Monica, CA, US
Responsible for administering the policies and procedures of the Wilshire Mutual Funds, a multi-manager series of funds
Education
UC San Diego
B.A., History, Political Science
1999 — 2003
Georgetown Law
J.D., Law
2003 — 2006
University of Warwick
Study Abroad Program, Early Modern European History
2002 — 2003
Skills
- Hedge Funds
- Investment Advisor Compliance
- Investment Management
- Mutual Funds
- Asset Management
- Legal Research
- Contract Negotiation
- Corporate Governance
- Investment Company Act
- Legal Writing
- Fund Formation
- Financial Services
- Investments
- Closed-End Funds
- Corporate Law
- Securities Regulation
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