Patrick Kinnucane
- Role
- Senior Afc & Compliance Officer - Head of Service Provider Oversight at DWS Group
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Patrick Kinnucane
Experienced compliance financial professional with a comprehensive understanding of Asset…
Experience
Senior Afc & Compliance Officer - Head of Service Provider Oversight
Mar 2018 — Present
Responsible for Service Provider Oversight within Compliance for DWS Investment Management Americas, Inc. In support of our DWS Funds and ETF’s Chief Compliance Officer’s 38a-1 program, I conduct due diligence meetings with our appointed and prospective service providers, as well as ongoing monitoring throughout the year and create reports that inform our DWS Fund Boards and management. Lead Regulatory complaint response process. Monitor Anti Market Timing Policy applied to DWS Funds.
Skills
- Relationship Management
- Capital Markets
- Alternative Investments
- Asset Management
- Fixed Income
- Derivatives
- Securities
- Investments
- Financial Services
- Hedge Funds
- Portfolio Management
- Risk Management
- Institutional Accounts
- Client Requirements
- Change Management
- Management
- Compliance Due Diligence
- Project Management
- Account Management
- Client Relations
- Operations Management
- Client Relations Skills
- Middle Office
- Mutual Funds
- Performance Reporting
- Securities Lending
- Onboarding
- Equities
- Client Relationships Strengthening
- Finance
- Foreign Exchange
- Key Client Relationships
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