Patrick Mallon
Senior Manager - Banking Conduct @PwC UK
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WORK HISTORY
Senior Manager - Banking Conduct @PwC UK
Edinburgh, GB
Complex regulatory change support. Supporting firms to embed consumer duty, enhance forbearance policies and processes, develop vulnerable customer arrangements, and define financial promotion controls. Regulatory and conduct due diligence. Leading teams to perform regulatory risk due diligence on buy-side and sell-side, preparing evidence for part VII transfers, and delivering assessments of harm over product and customer books. Assurance services. Providing subject matter expertise for complex regulatory and conduct audits, including consumer credit, financial promotions, consumer duty, and financial services inclusion.Tech-enabled risk solutions. Advising on systems and platforms to enhance management information, manage compliance arrangements, support governance and approvals of policy and horizon scanning.
EDUCATION
ICAS - The Professional Body of CAs
Chartered Accountant
University of St Andrews
MA (Hons.), English and Modern History
ABOUT PATRICK MALLON
Experienced Risk Senior Manager. Supporting firms to navigate regulation and achieve better outcomes for their customers across banking and lending products, retail financing solutions, and payments platforms. I help to solve complex issues for firms with tech-enabled risk solutions and a commercial mindset.
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