Patrick Liu

WORK HISTORY

EDUCATION

ABOUT PATRICK LIU

PROFESSIONAL SUMMARYSeasoned and performance-orientated leader with more than 20 years of experience in Financial Services and other industries possessing comprehensive knowledge and audit experience in capital, liquidity, market and model risks. Additional audit areas include data risk along with ERM, operational risk, and accounting. Natural leader who motivates and drives the team to deliver a high quality audit product timely while under pressure.Key Skills and Expertise• Strong audit experience on capital and treasury (CCAR, liquidity, cash, market risk, governance, ERM, model risk management, regulatory reporting – FR Y-14 M/Q/A)• Expertise on Data and IT audit, especially governance and quality practices/framework in large financial institutions; a high level of knowledge on Critical Data Element (CDE) and data lineage• Deep understanding of operational risk evidenced by successful completion of numerous audits at other large financial institutions• Comprehensive and strong knowledge of audit methodology through 12+ years of auditing including scope, risk assessment, program, testing, team management, finding and recommendation, and reporting• Clear understanding of regulatory expectations by maintaining professional relationships with regulators, staying current on industry and regulation trends, and validating more than 17 Matters Required Attention (MRAs) in large financial institutions; strong knowledge on regulatory requirements, such as SR15-18/19 (capital), SR11-7 (model), SR10-6 (liquidity), etc.• Strong and dynamic leadership qualities on people and team management, excelling in leading, motivating and coaching the team, and strong understanding of team’s technical development needs• Expertise in vendor management, and defining complex project requirements and business case