Patrick Leeds-Peralta
Sr Manager Financial Crimes and Risk Management, AML - Charles Schwab & Co., Inc.
- Role
- Sr Manager - Financial Crimes Risk Management at Charles Schwab
- Location
- Phoenix, AZ, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
About Patrick Leeds-Peralta
Distinguished manager and Compliance Specialist possessing knowledge of investments…
Experience
Sr Manager - Financial Crimes Risk Management
Jul 2015 — Present · Phoenix, AZ, US
Education
Northern Arizona University
Bachelor of Arts (B.A.), Business Administration and Management, General
1991 — 1996
Skills
- Securities
- Finra
- Relationship Management
- Financial Services
- Mutual Funds
- 401k
- Asset Management
- Investments
- Retirement
- Risk Management
- Erisa
- Retirement Planning
- Investment Management
- Investment Advisory
- Financial Analysis
- Aml
- Operational Risk
- Financial Markets
- Process Improvement
- Series 6
- Series 63
- Series 7
- Defined Contribution
- Asset Allocation
- Defined Benefit
- Pensions
- Anti Money Laundering
- Regulatory Compliance
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