Patricia Riddle

About Patricia Riddle

Charismatic leader. Experienced Operational Risk Senior Manager with a demonstrated…

Experience

1. Operational Risk Manager, VP

   Citi

   Jan 2017 — Present · Tampa/St. Petersburg, FL, US

   Citigroup, ICG Global Markets Oversight & Governance [Senior Operational Risk Manager]January 2017 to PresentManaged coordinators completing a series of regulatory attestations required of the leadership of ICG Operations and Technology. We reached out to senior leaders, requested, reviewed, and tracked deliverables due, and later presented these findings to the Heads of Operations and Technology. Among the covered attestations: DCQ (Disclosure Committee Questionnaire), SOA (Statement of Accountability), Operating Expense attestation, Dodd Frank compliance attestation, Broker Dealer attestation, Conflict minerals, Managed a Repository of procedures across CITI\'s ICG Operations to standardize governance and controls across all desk procedures. Managed Email Surveillance escalation process of registered or associated persons in compliance with FINRA rule 3110 (supervision). Supported the North America Risk Management Representative (as a delegate) on the New Product Approval committee.

Skills

• Strategic Planning
• Finance
• Executive Management
• Bank Secrecy Act
• Financial Risk
• Management
• Training
• Strategy
• Auditing
• Compliance
• Banking
• Risk Management
• Team Management
• Due Diligence
• Leadership
• Financial Analysis
• Anti Money Laundering
• Real Estate
• Investigative Research
• Project Management
• Aml