Pankaj Gariya
Global Banker | Financial Crime & Global Compliance (AML/CFT/KYC/KYB/CDD/TM/EDD/PEP) Expertise | Investment Savvy | Certified Anti-Money Laundering Manager (CALM) | Certified Global Compliance Specialist (CGCS)
- Role
- Ocdd Analyst i - Financial Crime Operations at NAB
- Location
- Gurugram, HR, IN
- LinkedIn followers
- 500 followers
About Pankaj Gariya
Result-oriented and Conscientious individual with Banking, Financial crime and Compliance (AML/CFT/KYC/KYB/KYT/SAM) expertise; coming up with an experience of 5+ years in a financial institution. Meticulous AML/KYC/Compliance specialist observant while investigating suspected money laundering, due diligence and financial crime incidents. Forward-thinking and well versed of current trends within this specialized field and can be relied upon to adhere to all company policies, procedures, regulatory guidelines, compliance practices and significantly make better decisions in favor of the company.Accolades:* NISM Certified Anti-Money Laundering Manager (CALM)* Certified CEFR (C1) Advanced English Level by British Council* ACAMS Social Impact Certified (AML/CFT)* Vskills KYC/AML/Compliance certified * Certified Global Compliance Specialist (CGCS)* Advanced Spoken English certified by JOSH SKILLS COMMUNITY* Awarded Star and Spot award within short span at NAB. I truly believe that Being able to communicate effectively is one of the most important life skills to learn. Communication itself is defined as transferring information to produce greater understanding.Milestone is to be an Effective Communicator - Soon!
Experience
Ocdd Analyst i - Financial Crime Operations
Jul 2024 — Present · Gurugram, IN
Conduct Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for non-individual and individual customers in line with Australian AML/CTF regulations and NAB internal policies. Handle complex customer structures including Trusts, Partnerships, Unlisted Companies, Associations, and layered ownership, ensuring accurate UBO, control, and beneficiary identification. Perform Ongoing Customer Due Diligence (OCDD) reviews including trigger events, periodic reviews, and customer risk re-assessments. Investigate Transaction Monitoring alerts, identifying unusual or suspicious patterns related to potential ML/TF risks and escalating cases appropriately. Review and mitigate sanctions, watchlist, PEP, and Adverse Media alerts, ensuring clear documentation and defensible decision-making. Prepare high-quality case narratives and investigation summaries for audit, QA, and regulatory review. Provide training and mentoring to new hires, supporting onboarding, AML fundamentals, and quality expectations. Act as SME support for complex cases, assisting team members and contributing to continuous process and quality improvements.
Education
Great Learning
Finance and Investment Domain
2021
Doon Business School
Bachelor of Commerce, Banking, Corporate, Finance, and Securities Law
2016 — 2019
Indian School of Business
Banking and Financial Support Services
2020 — 2020
Corporate Finance Institute® (CFI)
Corporate finance, Fundamentals of credit and Advance Analysis of Financial Statements
2020
Indian Institute of Banking and Finance
Digital banking and Ethics in Banking Industry, Banking and Financial Support Services
Institute of Professional Banking (IPB)
PGCRB (Post Graduate Certificate in Retail Banking), Banking and Financial Support Services
2019 — 2020
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