Mohit Pandya
Senior Manager, Global Compliance - Enterprise Regulatory Programs @Scotiabank
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WORK HISTORY
Senior Manager, Global Compliance - Enterprise Regulatory Programs @Scotiabank
EDUCATION
Gujarat University
MBA, Business Management
Humber College
Post Graduate Diploma in Global Business Management, International Business
Gujarat Technological University (GTU)
MBA
SKILLS
ABOUT MOHIT PANDYA
As a Manager, Records & Information Management in Canadian Banking, Internal Controls at Scotiabank, I support actively pursue effective and efficient operations of the respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.I provide effective guidance to International Banking and Global Operations in terms of adopting valuable and strategic approach for identifying unique records and storage systemsI support the following business units, each with a very distinct business model, customer experience/segment and culture:o Retail Productso Retail Distribution o Business and Commerical Bankingo Real Estate Secured Lendingo Automotive Financeo Tangerine ProductsI have completed my Master of Business Administration degree at Gujarat Technological University, India. I have also obtained PG Diploma in Global Business Management from Humber College, Toronto. I take great pride in participating in mentoring programs within my organization as well as within my network to share my knowledge and help develop my junior colleagues and banking aspirants who strive to advance in the financial services industry. Thank you for taking the time to review my profile. Good to know you.
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