Seshadri Reddy P.
Compliance Surveillance Analyst @Franklin Templeton
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WORK HISTORY
Compliance Surveillance Analyst @Franklin Templeton
Hyderabad, IN
Monitoring deal activity on platforms such as Intralinks, Debtdomain, and Syndtrak to ensure transactions are compliant with internal status policies.* Conducting best execution reviews by assessing trade samples, comparing Bloomberg quotes, and ensuring clients receive optimal execution results.* Reviewing structured and liquid credit allocations, verifying that portfolio managers consider factors like cash balances, market conditions, and credit ratings (Moody’s, S&P, Fitch).* Performing expert network reviews to identify potential dissemination of material non-public information (MNPI).* Evaluating financial promotions to ensure marketing materials comply with FCA standards and internal policies.* Reviewing threshold limits under SEC Forms 13G and 13H, ensuring accurate reporting of beneficial ownership and large trader activities in compliance with U.S. disclosure requirements.
EDUCATION
Indira Gandhi National Open University
Master of Business Administration - MBA, Financial Management
Indira Gandhi National Open University
Bachelor of Commerce with Major in Accountancy and Finance, School of Management Studies.
Narayana Junior College
Mathematics, Economics and Commerce
The Institute of Company Secretaries of India
Company Secretary
The Institute of Chartered Accountants of India
Chartered Accountancy
ABOUT SESHADRI REDDY P.
Ambitious Investment Banking Analyst with experience in trade surveillance and monitoring. Proven ability to analyze complex financial data, assist in deal structuring, and create in-depth reports that guide strategic decision-making. Eager to leverage analytical skills and industrial knowledge to drive impactful results at your organization. Proficient in assessing credit structures, monitoring risk exposure, and ensuring adherence to trading regulations.I believe this is the platform where we can exchange ideas and connect with many people from various professions.Finally, thanks for viewing my profile!Views expressed are personal and not representing any individual or organization.
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