Oscar Gonzalez
Director, Compliance - Registration
- Role
- Director, Compliance - Registration at Raymond James
- Location
- Austin, TX, US
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
About Oscar Gonzalez
With a robust background in financial regulation and brokerage compliance, my tenure as…
Experience
Director, Compliance - Registration
Dec 2024 — Present · TX, US
Skills
- Securities Regulation
- Securities
- Public Speaking
- Law Enforcement
- Legal Research
- Management
- Research
- Investment Advisory
- Financial Analysis
- Investments
- Analysis
- Financial Regulation
- Enforcement
- Policy
- Training
- Fraud
- Legal Writing
- Litigation
- Investigation
- Customer Service
- Government
- Private Investigations
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