Onkar Koli

About Onkar Koli

With over 10 years of experience in financial services, I specialize in Non-Financial Risk Management, Internal Controls, Governance, and Regulatory Compliance. Currently a Senior Associate at BNY, I lead control testing for Global Markets, perform RCSA, ensure CASS compliance, and oversee governance reporting, thereby driving operational excellence and embedding a robust Risk and Control Framework. I combine technical expertise with strong stakeholder engagement to deliver data-driven insights, process improvements, and resilient risk solutions that create long-term value for financial institutions.

Experience

1. Senior Associate

   BNY

   Nov 2024 — Present · Pune, IN

   Support the Implementation and governance of Risk and Control Framework- Oversee Client Assets Sourcebook (CASS) governance and compliance under FCA guidelines- Conduct independent control testing across Markets and CASS areas to ensure control effectiveness and mitigate regulatory risks- Implement and maintain a robust risk and control framework within the Enterprise Risk Management Platform to ensure effective Risk and Control Self-Assessments (RCSA)- Produce multiple governance risk packs including preparation of agenda, materials and minutes, as well as tracking action points arising out of the risk forums- Identify deficiencies in the existing process by raising Issues & Action Plans and tracking them till closure- Automated regulatory supervisory mapping for FINRA, GSD, NFA, and SEC registrants, improving compliance and operational efficiency by 90%- Designed and developed prompt-based AI agent that transforms business policies and procedures into structured datasets, achieving a 50% reduction in manual effort.

Education

• Savitribai Phule Pune University

  Bachelor's degree, Business Administration, Management and Operations

  2012 — 2015

• Goethe Institut Indien

  Course Level B2.2, German Language

  2014 — 2015