Olga Ramos
Chief Compliance Officer @Avenue
Miami-Fort Lauderdale, FL, US
EMAILS
o••••••••@avenue.us
MOBILE NUMBERS
+13•••••••64
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WORK HISTORY
Apr 2021 — Present
Chief Compliance Officer @Avenue
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US
EDUCATION
2005 — 2006
University of Miami Herbert Business School
MBA, International Business
1992 — 1996
The University of Alabama
BA, International Studies
SKILLS
FinancePrivate BankingFinancial ServicesCrmSecuritiesAsset AllocationBankingMutual FundsRisk ManagementRelationship ManagementSeries 7Series 63EquitiesFixed IncomeBank Secrecy ActProject ManagementHedge FundsBusiness DevelopmentWealth ManagementSarbanes-Oxley ActInvestmentsAmlAlternative InvestmentsOptionsTradingInvestment AdvisoryPortfolio ManagementLoansFinancial RiskAsset Management
ABOUT OLGA RAMOS
Senior compliance risk management executive in asset and wealth management; specializing in ’34 Act U.S. broker-dealer regulation, sales practice, client relationship management, employee development, project management, SOX, BSA AML/KYC, Foreign Corrupt Practice Act, Gramm Leach Bliley Act, Cross Border,\'40 Act.
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