Tara Obrien

Tara Obrien

Legal & Compliance at HG Vora Capital Management

Role
Paralegal at Hg Vora Capital Management
Location
New York, NY, US
LinkedIn followers
500 followers

Experience

  1. Paralegal

    Hg Vora Capital Management

    Jun 2022 — Present · New York, NY, US

    Review and process confidentiality and transfer agreementsMaintain log of confidentiality agreements and provisions,compliance marketing activities and firm restricted list viaMicrosoft ExcelAudit electronic communications weekly over multipleplatforms for potential MNPI and regulatory purposesReview and file SEC regulatory filingsMonitor and approve personal tradingReview firm commissions file and credit trades to ensurebest execution

Education

  • Yellowbrick

    Certificate, Fashion Industry Essentials

  • Syracuse University - Maxwell School

    Bachelor of Arts - BA, International Relations and Affairs

    2015 — 2019

  • Dobbs Ferry High School

    High School Diploma

    2011 — 2015

  • Pontificia Universidad Católica de Chile

    International Relations and Affairs

    2017 — 2017

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Tara Obrien — Paralegal at Hg Vora Capital Management in New York, NY, US | Unifers