Nupur Phophalia
Senior Audit Manager @ ScotiaBank | Ex Goldman Sachs | Internal Audit | Chartered Accountant | Company Secretary | Bachelors in Commerce (Honors)
- Role
- Senior Audit Manager at Scotiabank
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Nupur Phophalia
As a Senior Audit Manager at Scotiabank, I lead complex audit engagements, providing independent assurance on the effectiveness of risk management, control, and governance processes. I have extensive experience in US Finance and Regulatory Compliance, ensuring alignment with evolving regulatory expectations and industry best practices. With a strong foundation as a Chartered Accountant, I take a strategic and risk-focused approach to internal audit, supporting the organization’s financial integrity and operational resilience.Previously, at Goldman Sachs, I played a key role in strengthening the control environment for Investment Banking, Capital Markets, and Asset & Wealth Management. My expertise in audit methodology, regulatory compliance, and internal controls has been instrumental in driving operational excellence and fostering a culture of accountability. Through proactive risk assessments and data-driven insights, I support executive leadership in navigating complex regulatory landscapes and achieving long-term strategic goals.
Experience
Senior Audit Manager
Mar 2025 — Present · New York, NY, US
U.S. Finance and Regulatory Reporting
Education
Jai Narain Vyas University
Bachelor of Commerce (B.Com.) Honours, Business/Commerce, General
2012 — 2015
St. Patrick's Vidya Bhawan, Jodhpur
Senior Secondary, Accounting and Business/Management
1997 — 2012
The Institute of Chartered Accountants of India
Chartered Accountant, Taxation, Accounting, Finance, Laws, Costing
2012 — 2016
The Institute of Company Secretaries of India
Company Secretary, Law
2013 — 2015
Skills
- Microsoft Word
- Financial Analysis
- Leadership
- Data Analysis
- Management
- Reporting
- Reporting & Analysis
- Auditing
- Internal Controls
- Internal Audit
- Strategic Planning
- Due Diligence
- Microsoft Office
- Corporate Tax
- Tax Deducted at Source (Tds)
- Teamwork
- Transfer Pricing
- Team Management
- Blogging
- Accounting
- Computax
- Financial Accounting
- Finance
- Microsoft Excel
- Powerpoint
- Financial Reporting
- Account Reconciliation
- Anchoring
- Debate
- Income Tax
- Budgeting
- Tax
- Tally Erp
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